FIF has Scheduled Two Additional CAT Transaction Reporting Calls for this Week

FIF has scheduled two additional calls for the CAT Transaction Reporting Working Group for this week: on Monday January 8 at 2 pm ET, the Working Group will review a revised draft FIF letter to the SEC on the requirement for a routing firm to report to CAT settings applied by a receiving firm; on Tuesday January 9 at 1 pm ET, the Working Group will discuss reconciliation of CAT invoices. The regularly-scheduled CAT Transaction Reporting call on Wednesday at 2 pm ET will focus on the recent rule filings by FINRA and the other SROs relating to collection of CAT fees, issues and questions from FIF members, and recent FAQ updates.