18 December, 2023
FIF Submits Letter to FINRA on CAT Billing
18 December, 2023
On December 15, FIF submitted a letter to FINRA on CAT billing. In the letter, FIF members request that FINRA publish a Regulatory Notice to allow for industry comment on any proposal by FINRA to pass-through FINRA’s CAT fees to its members.
Eduard Kotlyar