11 December, 2023
Compliance with FINRA Clock Synch Requirements for the Cloud (Including for CAT); Validation of Compliance with Trading Halt Requirements
11 December, 2023
At the request of FIF members, FIF has scheduled a call for Tuesday December 12 at 1 pm ET to discuss the following two technology compliance issues: (1) compliance with FINRA clock synchronization requirements for trading systems in the cloud (including FINRA clock synch requirements applicable for CAT); and (2) validation for compliance with trading halt requirements. If you would like to participate in this discussion and have not previously notified FIF, please send a note to
Eduard Kotlyar