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11 December, 2023

Compliance with FINRA Clock Synch Requirements for the Cloud (Including for CAT); Validation of Compliance with Trading Halt Requirements

11 December, 2023

At the request of FIF members, FIF has scheduled a call for Tuesday December 12 at 1 pm ET to discuss the following two technology compliance issues: (1) compliance with FINRA clock synchronization requirements for trading systems in the cloud (including FINRA clock synch requirements applicable for CAT); and (2) validation for compliance with trading halt requirements. If you would like to participate in this discussion and have not previously notified FIF, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..