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04 December, 2023

Guidance from the SEC and FINRA on Fully-Paid Lending from a Foreign Omnibus Account

04 December, 2023

At the request of an FIF member firm, FIF has scheduled a call for Thursday December 7 at 3 pm ET to discuss guidance received by the FIF member from the SEC and FINRA on conducting fully-paid lending from a foreign omnibus account. If you would like to participate in this discussion and have not previously responded on this, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..