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25 September, 2023

Revised Schedule for FIF CAT Calls for this Week

25 September, 2023

FIF will host two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Tuesday September 26 at 2 pm ET. During this call, FIF members will continue their discussion of the SEC’s September 6 Order approving the Executed Share Model for CAT funding, including current status and next steps. FIF members also will discuss a draft presentation to FINRA requesting that FINRA provide additional data to facilitate reconciliation of Section 31 fees. The second call will be on Wednesday September 27 at 2 pm ET and will cover CAT issues generally, including implementation of the Executed Share Model. FIF will also host a CAIS call this week on Wednesday September 27 at 11 am ET.