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14 August, 2023

Back Office Committee

14 August, 2023

The Back Office Committee will have its next call on Tuesday August 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. There will be two spotlight presentations for this call. First, Robert Cavallo of DTCC will provide an update on T+1 testing. Second, Nikki Brinkerhoff of TradeStation will discuss a recent S-1 filing by Next Bridge that would distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company's transfer agent.