Section 31 Fee Reconciliation Process

FIF has scheduled a call for Thursday August 17 at 11 am ET to continue the FIF member discussion of enhancing the reconciliation process for Section 31 fees. During the call, the group will review a draft proposal to FINRA requesting that FINRA provide clearing and executing firms with a monthly report of trade executions and the amount charged for each trade execution. If you would like to participate on this call and have not previously notified FIF of your interest in this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..