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31 July, 2023

Reconciliation Process for Section 31 Fees

31 July, 2023

FIF has scheduled a call for Tuesday August 1 at 2 pm ET to discuss enhancing the reconciliation process for Section 31 fees, including a proposal to request that FINRA and the other SROs provide clearing firms with a monthly report of trade executions and the amount charged for each trade execution. If you would like to participate on this call and have not previously notified FIF of your interest in this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..