17 July, 2023
Back Office Committee; FINRA Trading Activity Fee
17 July, 2023
The Back Office Committee will have its next call on Thursday July 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight topic will be a presentation on a recent FINRA rule change relating to the FINRA Trading Activity Fee.
Eduard Kotlyar