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03 July, 2023

Section 31 Fee Collection Process

03 July, 2023

FIF has scheduled a call for Thursday July 6 at 1 pm ET to discuss: requesting that FINRA provide additional transparency to assist industry members in reconciling Section 31 fees; and potential changes to address inefficiencies in the current collection process for Section 31 fees. If you would like to participate in this discussion, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..