Section 31 Fees

An FIF member would like to discuss with other members requesting that FINRA provide additional transparency to assist industry members in reconciling Section 31 fees. The FIF member would also like to discuss potential changes to address inefficiencies in the current collection process for Section 31 fees. If you would like to participate in this discussion, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..