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05 June, 2023

Rule 606 Working Group

05 June, 2023

The next call for the FIF Rule 606 Working Group is scheduled for Wednesday June 7 at 3 pm ET. The Working Group will review a revised draft supplemental FIF comment letter to the SEC on the FINRA rule proposal for order routing disclosures for OTC equities. The comment letter is focused on the scenario where a reporting firm routes child orders to multiple execution venues for a single parent order.