SEC Rule 3b-16 (Definition of an “Exchange”)

FIF has scheduled a call for Tuesday May 9 at 2 pm ET to discuss the SEC’s recent reopening of the comment period on the SEC’s proposed amendments to Rule 3b-16 (relating to the definition of an “exchange”). FIF has invited members of the ATS Working Group, the Compliance and Surveillance Working Group and the TRACE/Fixed Income Working Group to participate on this call. If you are not a member of any of these groups and would like to participate on this call, please update your FIF profile or contact This email address is being protected from spambots. You need JavaScript enabled to view it..