FIF Submits Response to SEC Order on OTC Routing Reports

On April 13, FIF submitted a response to the SEC’s March 3, 2023 “Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities).” FIF would like to thank the members of the FIF Rule 606 Working Group for their contributions in the drafting of this response letter.