Skip to main content
10 April, 2023

Rule 606 Working Group: FINRA Rule Filing on OTC Routing Reports

10 April, 2023

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 11 at 2 pm ET. The Working Group will review and discuss the first draft of an FIF response letter on the FINRA rule filing on disclosure of order routing information for OTC equity securities and NMS securities. The response letter is due on April 13. If necessary, FIF will schedule an additional call for April 12 or 13 to discuss any remaining issues.