Rule 606 Working Group

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 4, 2023 at 3 pm ET. The Working Group will discuss the expected response by FINRA to the SEC order seeking further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. The Working Group also will discuss questions from FIF members relating to Rule 606 reporting.