13 March, 2023
Rule 606 Working Group Call
13 March, 2023
On March 3 the SEC published an order to seek further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. FIF has scheduled a call for the Rule 606 Working Group for Thursday March 16 at 1 pm ET to discuss this SEC order.
Eduard Kotlyar