Rule 606 Working Group

FIF has scheduled the next call for the Rule 606 Working Group for Thursday February 2 at 3 pm ET. The Working Group will review a draft supplemental comment letter on the FINRA rule filing with the SEC to require disclosure of order routing information for OTC equities. The draft supplemental comment letter relates specifically to proposed reporting for OTC Link workflows. The Working Group also will discuss a question from an FIF member on determining the marketability of an order for Rule 606(a) reporting in a look-through scenario.