Rule 606 Working Group

The next call for the Rule 606 Working Group will be on Monday December 19 at 2 pm ET. The Working Group will continue its review of a draft FIF comment letter on the rule filing submitted by FINRA to the SEC on Disclosure of Order Routing Information for OTC Equities (SR-FINRA-2022-031). The comment period for this rule filing ends on December 27. FIF intends to finalize and submit its comment letter shortly after the December 19 Working Group call.