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11 July, 2022

FINRA Regulatory Notice on Reporting of OTC Options Transactions

11 July, 2022

On June 22, 2022, FINRA published Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. At the request of FIF members, FIF has scheduled a member call to discuss this Regulatory Notice. The call will be on Monday July 11 at 11 am ET. If you are interested in participating in member discussions on this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it., and we will include you in these discussions.