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27 June, 2022

FINRA Regulatory Notice on Reporting of OTC Options Transactions

27 June, 2022

On June 22, 2022, FINRA published Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. An FIF member has requested that FIF organize a member call to discuss this Regulatory Notice. If you are interested in participating in this discussion, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it., and we will include you in this discussion.