FIF Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Thursday April 14, 2022 at 2pm ET to discuss recent guidance from the SEC staff relating to Rule 606 reporting for notional value orders that include fractional shares. The Working Group also will provide an update on a recent discussion with FINRA relating to its proposal to require Rule 606-type disclosures for routing in OTC equities.