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14 February, 2022

FIF Rule 606 Working Group

14 February, 2022

The FIF Rule 606 Working Group will meet on Thursday February 17 at 2pm ET to continue its discussion of the draft interchange report to facilitate Rule 606(a) options look-through reporting. The Working Group also will discuss the FINRA proposal to require reporting for routes in OTC equities and review a recent filing by the SEC with the Office of Management and Budget (OMB) that estimates the annual costs to the industry for Rule 606 compliance.