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24 January, 2022

Rule 606 Working Group

24 January, 2022

The FIF Rule 606 Working Group will meet on Tuesday February 1 at 2pm ET to discuss a draft interchange report to facilitate Rule 606(a) options reporting for future reporting periods based on SEC guidance, reporting for cash value orders that involve fractional shares, and the FINRA rule proposal to require reporting for routes in OTC equities.