FINRA Supplemental Liquidity Schedule (SLS)

On December 7, 2021, FIF submitted to FINRA additional requests from FIF members for interpretive guidance relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31). The SLS takes effect on March 1, 2022. If you are interested in participating in discussions with other FIF members on this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..