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06 December, 2021

FIF Submits Comment Letter to FINRA on Proposed OTC Routing Reports

06 December, 2021

On December 2, 2021, FIF submitted a comment letter in response to FINRA Regulatory Notice 21-35, “FINRA Requests Comment on Proposed Order Routing Disclosure Requirements for OTC Equity Securities and Potential Steps to Facilitate Investor Access to Current Order Routing Disclosures for NMS Securities”.