FINRA Supplemental Liquidity Schedule (SLS)

On November 30, 2021, FIF had a call with FINRA to discuss FIF member questions relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31). The SLS takes effect on March 1, 2022. If you are interested in participating in discussions with other FIF members on this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..