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01 November, 2021

New FOCUS Supplemental Liquidity Schedule from FINRA

01 November, 2021

An FIF member has questions relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31) and would like to discuss these questions with other FIF members. The SLS takes effect on March 1, 2022. If you are interested in participating in an FIF member discussion on this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it., and we will include you on the invite for this discussion.