Meeting with SEC Staff on Rule 606 Options Look-Through

On September 30, 2021, members of the FIF Rule 606 Working Group met with the staff of the SEC’s Division of Trading and Markets to discuss the challenges with Rule 606 look-though for options. The next meeting of the FIF Rule 606 Working Group will be scheduled for the week of October 11. During this meeting, Working Group members will review a draft request for exemptive relief to be submitted by FIF to the SEC.