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27 September, 2021

FIF Meeting with SEC Commissioner Roisman on Rule 606 Options Look-Through

27 September, 2021

On September 22, 2021, members of the FIF Rule 606 Working Group met with SEC Commissioner Roisman and his advisers to discuss the challenges with Rule 606 look-though for options. FIF will be meeting with the SEC Trading and Markets Staff on September 30, 2021 to continue this discussion.