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07 September, 2021

FIF Rule 606 Working Group

07 September, 2021

After a series of Working Group discussions, FIF has requested calls with the SEC Division of Trading and Markets personnel and the SEC Commissioners and their advisers to discuss look-through for Rule 606 reporting of options routing. FIF has scheduled calls with two of the SEC Commissioners for September and October. FIF will schedule the next Rule 606 Working Group call after the initial SEC call.