23 August, 2021
FIF Call with FINRA CAT on Reporting of Option Error Scenarios
23 August, 2021
On August 19, 2021, FIF had a call with FINRA CAT and the SROs to discuss CAT reporting for options errors. During the call, FIF reviewed with FINRA CAT and the SROs feedback from FIF members on current industry practices for reporting options errors.
Eduard Kotlyar