Rule 605 Working Group

The FIF Rule 605 Working Group met on July 29, 2021 to discuss FIF’s July 16, 2021 call with the SEC staff relating to Rule 605 for options. The July 16 call was requested by the SEC staff, who are considering the expansion of Rule 605 to cover options. FIF will be sending a survey to FIF members this week requesting feedback on next steps for FIF relating to this topic.