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26 July, 2021

FINRA Regulatory Notice on Short Interest Reporting: Extension of Comment Period

26 July, 2021

During June, FINRA published Regulatory Notice 21-19, “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”. The FIF Reg SHO/Short Interest Reporting Working Group is working on a comment letter on this regulatory proposal. FINRA recently extended the due date for comments from August 5 to September 30, 2021.