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19 July, 2021

FIF Call with SEC Staff on Rule 605 for Options

19 July, 2021

On July 16, 2021, FIF Members participated on a call with SEC staff to discuss Rule 605 for options. This call was requested by the SEC staff, who are considering the expansion of Rule 605 to cover options. The next meeting of the FIF Rule 605 Working Group will be scheduled for the week of August 2.