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19 July, 2021

FIF Call with FINRA CAT on CAIS

19 July, 2021

On July 16, 2021, FIF Members participated on a call with FINRA CAT personnel during which FINRA CAT personnel provided feedback on questions and comments previously submitted by FIF. FIF will review this feedback on the next CAT CAIS Working Group call, which is scheduled for Wednesday, July 21 at 11am ET.