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12 July, 2021

FINRA Regulatory Notice on Short Interest Reporting

12 July, 2021

On July 8, the FIF Reg SHO Working Group held its first call to discuss a comment letter on FINRA Regulatory Notice 21-19, “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”. Certain aspects of the proposals in the Regulatory Notice would significantly expand the current short interest reporting requirements. The next meeting to discuss the comment letter will be held on Tuesday July 13 at 2 pm (ET). All members of the FIF Reg SHO Working Group are included on the invite. To join the Reg SHO Working Group, update your profile, or contact This email address is being protected from spambots. You need JavaScript enabled to view it. for assistance.