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12 July, 2021

Upcoming FF Meetings with Regulators

12 July, 2021
  • FIF has an upcoming meeting with the SEC to discuss Rule 605 for options.
  • FIF has an upcoming meeting with FINRA CAT to discuss open issues on CAT CAIS reporting.
  • FIF has an upcoming meeting with the SEC to discuss interpretive guidance requested by FIF Members relating to various Rule 606 reporting issues, including options look-through.