12 July, 2021
Upcoming FF Meetings with Regulators
12 July, 2021
- FIF has an upcoming meeting with the SEC to discuss Rule 605 for options.
- FIF has an upcoming meeting with FINRA CAT to discuss open issues on CAT CAIS reporting.
- FIF has an upcoming meeting with the SEC to discuss interpretive guidance requested by FIF Members relating to various Rule 606 reporting issues, including options look-through.
Eduard Kotlyar