06 July, 2021
Register Today - FIF Webinar on SEC Market Access Rule
06 July, 2021
On July 8 at 4 pm ET, FIF will host a webinar on the SEC’s market access rule (Rule 15c3-5). This webinar will focus on the rule's practical aspects, setting credit limits, the handling of market orders, the process for overriding limits, challenges of meme stocks, the annual CEO certification, enforcement trends, and more. The panel will include Jim Dolan of Luminex, Lillian Tan of Cantor Fitzgerald, and Wayne Aaron of Vedder Price. The panel discussion will be moderated by Tom Jordan, FIF Advisory Chair. Please register here.
Eduard Kotlyar