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10 May, 2021

Call with FINRA CAT to request relief relating to IDQS reporting

10 May, 2021

On May 6, a FIF sub-group participated on a call with FINRA CAT to discuss requested relief for industry members from reporting Quote events that are separately reported by an IDQS. The sub-group also requested interpretive guidance relating to the reporting of the unsolicited indicator for Quote events and the reporting of the unpriced side of a Quote. If you are interested in participating in this discussion, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it., and we will include you in the sub-group.