Presentation for Back Office Committee on Recent Margin Rule Regulatory Notices

On April 15, 2021 at 10 am ET, Steve Lofchie and Nihal Patel of the Cadwalader law firm will present on the recent FINRA Regulatory Notice 21-11 (proposed amendments to the margin rules relating to when-issued and other extended settlement transactions) and FINRA Regulatory Notice 21-13 (updates to the interpretations of FINRA’s margin rule for day trading). If you did not receive an invite to this spotlight presentation but would like to attend, please email us at This email address is being protected from spambots. You need JavaScript enabled to view it..