01 March, 2021
Meetings with FINRA CAT, Plan Participants and FIF Members on CAT CAIS Reporting
01 March, 2021
On February 25, FIF Members participated on a call with FINRA CAT and the Plan Participants to discuss CAIS reporting for authorized traders. Also, on February 25, the FIF CAT Co-Chairs participated on a call with FINRA CAT to discuss proposed Phase 2d changes relating to partial cancels, net price orders and the opening and closing of IDQS quotes.
Eduard Kotlyar