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01 March, 2021

Meetings with FINRA CAT, Plan Participants and FIF Members on CAT CAIS Reporting

01 March, 2021

On February 25, FIF Members participated on a call with FINRA CAT and the Plan Participants to discuss CAIS reporting for authorized traders. Also, on February 25, the FIF CAT Co-Chairs participated on a call with FINRA CAT to discuss proposed Phase 2d changes relating to partial cancels, net price orders and the opening and closing of IDQS quotes.