Meetings with FINRA CAT

On February 5, FIF and the FIF CAIS Working Group Co-Chairs participated in a meeting with FINRA CAT to discuss the creation of an industry working group to address issues relating to customer identifiers as FINRA CAT starts to move forward toward implementation of CAIS. The first meeting for this working group is scheduled for February 19. Over the past several weeks, FIF and the FIF CAT Co-Chairs have participated in a series of meetings with FINRA CAT to discuss comments and questions raised by FIF Members.