Responses to FINRA CAT

On January 14, FIF submitted a proposal to FINRA CAT relating to the reporting of allocation cancel events. The proposal was based on input from FIF Members. On January 15, FIF submitted responses from FIF Members relating to the order receipt and acceptance process. Later today, FIF will be submitting responses to FINRA CAT relating to the reporting of account and customer types to the CAT CAIS system.