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28 September, 2020

CAT Clock Synch Survey

28 September, 2020

FINRA CAT is in the process of soliciting industry member feedback on behalf of its CCO in support of the Plan Processor’s required annual review of the CAT clock synch and time increment reporting requirements. FIF has prepared a survey for members to complete. FIF requests that members please return completed responses to This email address is being protected from spambots. You need JavaScript enabled to view it. by Friday October 2. All responses to FINRA CAT will be anonymized.