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14 September, 2020

FIF Arranged Call with FINRA Staff on TRACE Rule Proposal

14 September, 2020

On July 16, 2020, FINRA issued Regulatory Notice 20-24 requesting comments on proposed changes to TRACE reporting relating to delayed Treasury spot and portfolio trades. The comment period for the rule proposal expires today. On September 7th, FIF arranged a call with FINRA staff. During the call, FINRA staff provided background information on the rule proposal and responded to questions from FIF Members.  FIF will be submitting a comment letter on the rule proposal.