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03 August, 2020

New Co-Chairs Announced for CAT and SEC Rule 606 Working Groups

03 August, 2020

FIF has restructured its Consolidated Audit Trail (CAT) and SEC Rule 606 (606) working groups to be consistent with its other working groups.  Going forward, the work of these groups will be led by co-chairs, with assistance of the FIF Program Office.  FIF anticipates that this restructuring will enhance the existing collaboration and information sharing between members as they deal with the many implementation and interpretative issues surrounding these topics.  We are pleased that the co-chairs are acknowledged as among the best Subject Matter Experts on these topics.  The new co-chairs are:

CAT

  • Christopher Bok, OTC Markets Group
  • Jeremy Kahn, Jane Street

606

  • Mark Davies, S3
  • John Jannes, IHS Markit