14 October, 2019
FIF Forms a SEC Reg Best Interest Working Group
14 October, 2019
FIF has formed a new working group focued on Reg Best Interest. The working group will focus on Reg Best Interest implementation considerations, which will include: books and recordkeeping requirements, application of the Rule's definitional components, Rule analysis, and policy/procedure development. FIF will hold a kick-off call on Thursday, October 24 @ 11:00am et. If you would like to participate in this working group, please update your profile here.
Eduard Kotlyar