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14 October, 2019

FIF Forms a SEC Reg Best Interest Working Group

14 October, 2019

FIF has formed a new working group focued on Reg Best Interest.  The working group will focus on Reg Best Interest implementation considerations, which will include:  books and recordkeeping requirements, application of the Rule's definitional components, Rule analysis, and policy/procedure development.  FIF will hold a kick-off call on Thursday, October 24 @ 11:00am et.  If you would like to participate in this working group, please update your profile here.