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16 September, 2019

FIF Meets With SEC Staff on Rule 606

16 September, 2019

FIF was joined by STA and a delegation of industry members at a meeting with SEC Staff on SEC Rule 606 on Thursday, September 12 in Washington, D.C. Takeaways from this meeting will be discussed in the FIF SEC Rule 606 Working Group.  Email the Program Office at This email address is being protected from spambots. You need JavaScript enabled to view it. if you would like to join the discussions.