09 September, 2019
FIF to meet with SEC Staff on Rule 606
09 September, 2019
On Wednesday, September 4, the SEC granted the FIF/STA Joint Request to extend the compliance dates of SEC Rule 606(a) and 606(b). FIF Staff will be joined by STA and a contingent of industry members on Thursday, September 12 to discuss follow-up items pertaining to the current implementation status of the Rule.
Eduard Kotlyar